| Name of Issuer | Date of First Sale | Total Offering Amount |
|---|---|---|
| 50 South Capital Buyout Fund VI, L.P. | First Sale Yet to Occur | Indefinite |
| 50 South Capital Private Equity Fund (QP) VI, L.P. | First Sale Yet to Occur | Indefinite |
| 50 South Capital Private Equity Fund VI, L.P. | First Sale Yet to Occur | Indefinite |
| 50 South Capital Venture Capital Fund VI, L.P. | First Sale Yet to Occur | Indefinite |
| AAVIN Equity Partners II, LP | First Sale Yet to Occur | Indefinite |
| BLC Secured Credit Partners II LP | First Sale Yet to Occur | $100,000,000 |
| Bluestem Investment Fund 2015, LLC | First Sale Yet to Occur | $40,000,000 |
| Brazos Life Settlement Fund III, LLC | First Sale Yet to Occur | $5,000,000 |
| Frontier Fund IV, L.P. | First Sale Yet to Occur | $300,000,000 |
| RCF VI Mo L.P. | First Sale Yet to Occur | $200,000,000 |
| SC Life Settlement Asset Fund 3, LLC | First Sale Yet to Occur | $5,000,000 |
| Spectrum Credit Opportunities Fund II, LP | First Sale Yet to Occur | $250,000,000 |
| Spectrum Credit Opportunities Offshore Fund II, LP | First Sale Yet to Occur | $250,000,000 |
| Square Mile Tactical Partners LP | First Sale Yet to Occur | Indefinite |
| SRE Opportunity Fund II, L.P. | First Sale Yet to Occur | $250,000,000 |
| SRE Opportunity Fund II-A, L.P. | First Sale Yet to Occur | $250,000,000 |
| Vitalis 2014 Fund, LLC | First Sale Yet to Occur | $5,000,000 |
| KSL Capital Partners IV TE, L.P. | 11/17/2014 | Indefinite |
| KSL Capital Partners IV TE-A, L.P. | 11/17/2014 | Indefinite |
| KSL Capital Partners IV, L.P. | 11/17/2014 | Indefinite |
| TPG ART Equity, L.P. | 11/17/2014 | Indefinite |
| Copperstone Debt Partners, LP | 11/11/2014 | $16,500,000 |
| DoubleLine Opportunistic CMBS/CRE Fund, L.P. | 11/10/2014 | Indefinite |
| IL Asia Investors, LP | 11/10/2014 | Indefinite |
| L-Band Target Fund, L.P. | 11/10/2014 | Indefinite |
| OFS Enegy Fund II (Parallel), L.P. | 11/10/2014 | $5,097,078 |
| OFS Energy Fund II (QP), L.P. | 11/10/2014 | $28,212,922 |
| OFS Energy Fund II SLP, L.P. | 11/10/2014 | $350,000 |
| OFS Energy Fund II, L.P. | 11/10/2014 | $6,690,000 |
| Z Loan & Investment, LLC | 11/7/2014 | $310,000 |
| DNB Opportunities, L.P. | 11/5/2014 | Indefinite |
| NGP VI Fund LLC | 11/5/2014 | Indefinite |
| Oyster Angel Fund I, L.P. | 11/5/2014 | $2,000,000 |
| Pine Street Technology Fund I | 11/5/2014 | $329,790 |
| AACP IV Ex-Japan Investors, LP | 11/4/2014 | Indefinite |
| CV 451 D Street LLC | 11/4/2014 | Indefinite |
| Napier Park Aircraft Leasing Vehicle I LLC | 11/4/2014 | $452,500,000 |
| Verod Capital Growth Fund II LP | 11/4/2014 | $100,000,000 |
| Black River Agriculture Fund 2.1 LP | 11/3/2014 | Indefinite |
| Asia Alternatives Capital Partners IV, LP | 10/31/2014 | Indefinite |
| Headlands Asset Management Fund III LP Series E | 10/31/2014 | Indefinite |
| Savano II Feeder Fund, LLLP | 10/31/2014 | Indefinite |
| Closed Loop Fund, LP | 10/30/2014 | $150,000,000 |
| Valero Capital Partners II, L.P. | 10/9/2014 | $12,000,000 |
| Private Equity Regulation D Filings (New Notices) November 14 - November 21, 2014 | ||
| Source: SEC Filings |
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