| Name of Issuer | Date of First Sale | Total Offering Amount |
|---|---|---|
| Aequitas Capital Opportunities Fund, LP | First Sale Yet to Occur | $100,000,000 |
| Blue Sea Capital Executive Fund I LP | First Sale Yet to Occur | $5,000,000 |
| Capital Dynamics Global Secondaries IV Feeder (Cayman), L.P. | First Sale Yet to Occur | $500,000,000 |
| Capital Dynamics Global Secondaries IV, L.P. | First Sale Yet to Occur | $500,000,000 |
| Cloud Equity Group Fund I, LP | First Sale Yet to Occur | Indefinite |
| Cloud Equity Group Fund II, LP | First Sale Yet to Occur | Indefinite |
| Prufrock Ventures 1-H 2014 Late Stage Fund | First Sale Yet to Occur | $3,000,000 |
| Series K - Avenue Europe Capital Solutions Fund, a series of Green Square Private Investment Partners, LLC | First Sale Yet to Occur | Indefinite |
| Series L-Southpaw Credit Opportunity Partners, a series of Green Square Private Investment Partners, LLC | First Sale Yet to Occur | Indefinite |
| Sycamore Partners II, L.P. | First Sale Yet to Occur | Indefinite |
| Lindsay Goldberg IV - A L.P. | 4/8/2014 | Indefinite |
| Lindsay Goldberg IV - PCF L.P. | 4/8/2014 | Indefinite |
| Lindsay Goldberg IV L.P. | 4/8/2014 | Indefinite |
| Global Long/Short Equity Fund, Ltd. | 4/1/2014 | Indefinite |
| RCPDirect II Feeder, LP | 4/1/2014 | $250,000,000 |
| RCPDirect II, LP | 4/1/2014 | $250,000,000 |
| Rose 2520, L.P. | 4/1/2014 | $1,743,375 |
| AACP India Growth Investors B, L.P. | 3/31/2014 | Indefinite |
| Asia Alternatives FL Investor, LP | 3/31/2014 | Indefinite |
| CD&R Fund IX Private Investors Offshore, L.P. | 3/31/2014 | Indefinite |
| CD&R Fund IX Private Investors, LLC | 3/31/2014 | Indefinite |
| J.P. Morgan U.S. Corporate Finance Institutional Offshore Investors V L.P. | 3/31/2014 | Indefinite |
| J.P. Morgan Venture Capital Institutional Investors V LLC | 3/31/2014 | Indefinite |
| Pamlico Capital III Executive Fund, L.P. | 3/31/2014 | $7,600,000 |
| Windrose - XPE VI LLC | 3/31/2014 | $6,875,800 |
| DLP Fixed Fund I, LLC | 3/28/2014 | $10,000,000 |
| Helios Investors III, L.P. | 3/28/2014 | $1,116,500,000 |
| Evergreen 40 LLC | 3/27/2014 | $278,180,000 |
| WV AIV II (XTH), LLC | 3/27/2014 | Indefinite |
| WV Feeder II (XTH), L.P. | 3/27/2014 | Indefinite |
| Gauge Fund LP | 3/26/2014 | Indefinite |
| Gauge Parallel Fund LP | 3/26/2014 | Indefinite |
| 747 Hudson II Parallel Feeder C.V. | 3/25/2014 | $20,000,000 |
| 747 Hudson II Parallel Fund, L.P. | 3/25/2014 | $20,000,000 |
| 747 Hudson II, L.P. | 3/25/2014 | $20,000,000 |
| Benefit Street Partners SMA LM L.P. | 3/25/2014 | $200,000,000 |
| Union Grove Partners Venture Access Fund, LP | 3/25/2014 | $85,000,000 |
| Prophet Equity II LP | 3/21/2014 | $345,000,000 |
| Benefit Street Partners Capital Opportunity Fund L.P. | 1/2/2014 | $150,000,000 |
| Juniper TGX Investment Partners, LLC | 10/29/2013 | $21,317,500 |
| Greater China Credit Fund LP | 8/13/2013 | Indefinite |
| Private Equity Regulation D Filings (New Notices) April 4 - April 11, 2014 | ||
| Source: SEC Filings |
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