| Name of Issuer | Date of First Sale | Total Offering Amount |
|---|---|---|
| Avanath Affordable Housing II, LLC | First Sale Yet to Occur | Indefinite |
| Brazos Life Settlement Fund II, LLC | First Sale Yet to Occur | $5,000,000 |
| EIG Energy Fund XVI-E, L.P. | First Sale Yet to Occur | Indefinite |
| LS Power Equity Partners III, L.P. | First Sale Yet to Occur | $1,500,000,000 |
| LS Power Fund III Feeder 1, L.P. | First Sale Yet to Occur | $1,500,000,000 |
| LS Power Fund III Feeder 2, L.P. | First Sale Yet to Occur | $1,500,000,000 |
| LS Power Fund III Feeder 2A, L.P. | First Sale Yet to Occur | $1,500,000,000 |
| LS Power Fund III Feeder 3, L.P. | First Sale Yet to Occur | $1,500,000,000 |
| Quantum Resources Fund II NPI, LP | First Sale Yet to Occur | $1,000,000,000 |
| Alternative Investments-Gold Traditions, LLC | First Sale Yet to Occur | $5,000,000 |
| Mainline SO/Unequal Partners, L.P. | First Sale Yet to Occur | $15,200,000 |
| SR4U 2014, LLC | First Sale Yet to Occur | $5,000,000 |
| WYNACO Fund, LLC | First Sale Yet to Occur | $5,000,000 |
| York Special Opportunities Fund II-D, L.P. | First Sale Yet to Occur | Indefinite |
| Aterian Investment Partners II, LP | First Sale Yet to Occur | $250,000,000 |
| Aterian Investment Partners II-A, LP | First Sale Yet to Occur | $250,000,000 |
| Galton Offshore Mortgage Recovery Fund III Ltd. | First Sale Yet to Occur | Indefinite |
| Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC | First Sale Yet to Occur | Indefinite |
| TSG6 AI Co-Investors, L.P. | First Sale Yet to Occur | Indefinite |
| Iron Stone Real Estate Fund III, L.P. | 11/15/2013 | $75,000,000 |
| ICQ Investments 13, LP | 11/14/2013 | Indefinite |
| LL Opportunistic Mortgage Fund, L.P. - 2014 Series | 11/12/2013 | $150,000,000 |
| Silvertree-KMC, LLC | 11/6/2013 | $20,020,000 |
| Oakley Capital Private Equity II-A L.P. | 11/4/2013 | Indefinite |
| Financial Partners Fund I, L.P. | 11/4/2013 | $50,995,050 |
| GSO Special Situations Overseas Fund II, Ltd. | 11/1/2013 | Indefinite |
| Shadow Tree Income Fund A LP | 11/1/2013 | Indefinite |
| CMWA BioMotiv LLC | 8/22/2013 | $3,250,000 |
| European Real Estate Debt Fund II (Feeder) L.P. | 1/18/2013 | $641,800,000 |
| Private Equity Regulation D Filings (New Notices) November 15-November 22, 2013 | ||
| Source: SEC Filings |
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