| Private Equity Regulation D Filings (New Notices) September 27-October 4, 2013 | ||
|---|---|---|
| Name of Issuer | Date of First Sale | Total Offering Amount |
| Arlon Latin America Partners A LP | First Sale Yet to Occur | $400,000,000 |
| Arlon Latin America Partners B LP | First Sale Yet to Occur | $400,000,000 |
| Arlon Latin America Partners LP | First Sale Yet to Occur | $400,000,000 |
| Medu III International Partnership, L.P. | First Sale Yet to Occur | Indefinite |
| Medu III SA Partnership | First Sale Yet to Occur | Indefinite |
| CIEP Co-Investment, L.P. | First Sale Yet to Occur | Indefinite |
| Carlyle Cardinal Ireland Dollar Feeder, L.P. | First Sale Yet to Occur | Indefinite |
| Galton Onshore Mortgage Recovery Fund III, L.P. | First Sale Yet to Occur | Indefinite |
| HCI Equity Partners IV, L.P. | First Sale Yet to Occur | $300,000,000 |
| Peppertree Capital Fund IV, LP | First Sale Yet to Occur | Indefinite |
| RUBICON Technology Partners L.P. | First Sale Yet to Occur | Indefinite |
| ZM Capital II, L.P. | First Sale Yet to Occur | Indefinite |
| SRQ Diagnostic Ventures, LLC | First Sale Yet to Occur | $5,000,000 |
| Venture Investment Associates Energy III, L.P. | First Sale Yet to Occur | $125,000,000 |
| Trancoso Partners L.P. | First Sale Yet to Occur | Indefinite |
| Rockland Power Partners II, LP | 10/3/2013 | $425,000,000 |
| Lariat Partners Fund I, LP | 10/1/2013 | Indefinite |
| Legg Mason Investment Counsel Special Investment Series Fund, LLC | 9/27/2013 | Indefinite |
| Acceleration Resources I, L.P. | 9/24/2013 | $25,000,000 |
| ICQ Investments 11, LP | 9/20/2013 | Indefinite |
| Oakley Capital Private Equity II-B L.P. | 9/20/2013 | Indefinite |
| Arrowhead Mezzanine Fund III, L.P. | 9/20/2013 | Indefinite |
| Align EMC Partners, LLC | 9/17/2013 | $500,000 |
| BlackRock Private Equity Partners VI US Feeder, L.P. | 9/16/2013 | Indefinite |
| ICQ Investments 12, LP | 9/6/2013 | Indefinite |
| Patria Brazil Real Estate Fund III, L.P. | 9/3/2013 | Indefinite |
| Patria Brazil Real Estate Feeder III, L.P. | 9/3/2013 | Indefinite |
| Source: SEC Filings | ||
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