Private Equity Regulation D Filings (New Notices) October 16 to October 22, 2020
Name of IssuerDate of First SaleTotal Offering Amount
LIONROCK CAPITAL PARTNERS QILE L.P.First Sale Yet to OccurIndefinite
GEF Compost Partners, LLC5/19/2017Indefinite
Focus Inde Asia Growth Fund Ltd.7/17/2020$150,000,000
Diversified Infrastructure Trust11/4/2016Indefinite
EquityZen Growth Technology Fund LLC – Series 65910/13/2020$218,741
EquityZen Growth Technology Fund LLC – Series 63210/16/2020$902,594
EquityZen Growth Technology Fund LLC – Series 65210/19/2020$441,540
Indus Way Emerging Market Fund Series Alpha ReturnsFirst Sale Yet to Occur$156,601,250
EquityZen Growth Technology Fund LLC – Series 63010/1/2020$360,175
BC Partners May Co-Investment LPFirst Sale Yet to OccurIndefinite
BC Partners Park May Co-Investment LPFirst Sale Yet to OccurIndefinite
CIM UII Onshore, L.P.6/9/2016Indefinite
GPIF Hotel at Avalon Series (a series of GPIF II Investors, LP)9/15/2020$2,594,800
RCP SOF III Overage Fund, LP9/3/2020$150,000,000
WPEF VIII Feeder LPFirst Sale Yet to OccurIndefinite
ACP LulaFit II, LLC10/16/2020Indefinite
Gramercy Venezuela Special Situations Fund, L.P.10/22/2018Indefinite
CAI CO-INVEST FUND LPFirst Sale Yet to OccurIndefinite
SDC Allo Co-Invest, L.P.10/6/2020Indefinite
Method Advisors 2009 Continuation Fund, L.P.9/30/2020Indefinite
Tilia Fund II, L.P.7/31/2020Indefinite
Method Advisors 2012 Continuation Fund, L.P.9/30/2020Indefinite
New Song Healthcare LPFirst Sale Yet to Occur$300,000,000
Loci Capital Opportunistic Fund, LPFirst Sale Yet to Occur$75,000,000
Rise Fund II, L.P.2/28/2019Indefinite
RRIF VII, LP3/6/2020Indefinite
Vessel Capital Partners Automation Anywhere, LLC Series CFirst Sale Yet to Occur$1,683,000
Whitefield Capital, LLC9/18/2020$3,882,000
Crest Rock Fund I-Executive LPFirst Sale Yet to OccurIndefinite
Wingspan Digital Infrastructure Fund LP – Series NFirst Sale Yet to OccurIndefinite
Method Advisors 2009 Continuation Fund, L.P.9/30/2020Indefinite
SalCap LLC10/13/2020$15,000,000
WCP Real Estate Fund V, L.P.10/15/2020Indefinite
Method Advisors 2012 Continuation Fund, L.P.9/30/2020Indefinite
Barnaby Co-Invest L.P.10/15/2020Indefinite
CLERISY GLOBAL FUND I, LP10/5/2020$67,335,000
Loci Capital Opportunistic Fund, LPFirst Sale Yet to Occur$75,000,000
Proterra Asia Food Fund 3 LP10/5/2020Indefinite
CD&R Mercury Co-Investor B, L.P.First Sale Yet to OccurIndefinite
Pleiad-Minerva Japan Growth Opportunities LP9/30/2020Indefinite
Statera Capital Fund (QP), L.P.10/15/2020Indefinite
PAMLICO CAPITAL V EXECUTIVE FUND, L.P.10/15/2020$20,425,000
Statera Capital Fund, L.P.3/19/2020Indefinite
Farol Fund II, LP10/10/2018$225,000,000
Partners Group Private Equity II, LLC1/1/2019Indefinite
LEGS Investments, LLC (Series Oxigen)10/9/2020Indefinite
LCP Fund II Cooperatief U.A.9/30/2020Indefinite
Bardin Hill Opportunistic Credit Fund Offshore LP10/19/2020Indefinite
Freedom Partners No. 1, LLC10/19/2020Indefinite
Vodell Capital Fund I, L.P.First Sale Yet to OccurIndefinite
GoldenTree Loan Management II (US Feeder), LP10/18/2019Indefinite
MRP Value Fund I, LP1/1/2019Indefinite
GoldenTree Loan Management II (Offshore Feeder), LP10/18/2019Indefinite
Glazer Special Opportunity Offshore Fund i, LPFirst Sale Yet to Occur$50,000,000
Stonepeak Infrastructure Fund IV – R (Side Car) LPFirst Sale Yet to OccurIndefinite
Glazer Special Opportunity Fund i, LPFirst Sale Yet to Occur$50,000,000
TVG-Hero Holdings II, LP10/2/2020$38,084,860
TVG-Hero Holdings, LP10/2/2020$128,165,139
Thoma Bravo Executive Fund XIV-a-P, L.P.First Sale Yet to OccurIndefinite
Altus Capital Partners III, L.P.10/12/2018$93,207,500
THOMA BRAVO DISCOVER EXECUTIVE FUND III-P, L.P.First Sale Yet to OccurIndefinite
THOMA BRAVO EXECUTIVE FUND XIV, L.P.First Sale Yet to OccurIndefinite
Thoma Bravo Executive Fund XIV-a, L.P.First Sale Yet to OccurIndefinite
THOMA BRAVO EXECUTIVE FUND XIV-P, L.P.First Sale Yet to OccurIndefinite
Israel Infrastructure Fund IV, Limited Partnership4/13/2020Indefinite
THOMA BRAVO DISCOVER EXECUTIVE FUND III, L.P.First Sale Yet to OccurIndefinite
Ascend Capital Partners Fund I, L.P.First Sale Yet to Occur$300,000,000
Ascend Capital Partners Fund I-A, L.P.First Sale Yet to Occur$300,000,000
Blackstone Flora Partners (CYM) L.P.First Sale Yet to OccurIndefinite
Ascend Capital Partners Co-invest, L.P.First Sale Yet to Occur$300,000,000
Ascend Capital Partners Co-invest (Blocker), L.P.First Sale Yet to Occur$300,000,000
PEG Global Private Equity IX Offshore Special L.P.12/20/2019Indefinite
CMWA Private Equity 2020 LLC7/31/2020$50,000,000
PEG Global Private Equity IX L.P.12/20/2019Indefinite
Aegis Special Situations Fund, LLC – Series Education IIFirst Sale Yet to Occur$12,000,000
Aegis Special Situations Fund LLC – Series Medtech IIFirst Sale Yet to Occur$12,000,000
Volunteer Park Capital Fund SCSpFirst Sale Yet to Occur$200,000,000
EPQ LLC, Plus II PSFirst Sale Yet to OccurIndefinite
Flexis Beverage Holdings QP, L.P.First Sale Yet to OccurIndefinite
PineBridge Private Credit II Parallel, L.P.First Sale Yet to OccurIndefinite
Morgan Creek Blockchain Opportunities Fund II, LP10/16/2019Indefinite
PineBridge Private Credit II Parallel RFF, L.P.First Sale Yet to OccurIndefinite
PineBridge Private Credit II RFF, L.P.First Sale Yet to OccurIndefinite
PineBridge Private Credit II, L.P.First Sale Yet to OccurIndefinite
Brightstar Capital Partners Fund II, L.P.10/18/2019Indefinite
Brightstar Capital Partners Fund II-A, L.P.10/18/2019Indefinite
Brightstar Capital Partners Fund II Feeder, L.P.10/17/2019Indefinite
Blackstone Freeze Parent L.P.9/30/2020Indefinite
Wildcat Opportunistic Plastiq Fund, LP9/25/2020Indefinite
HQ Capital II SCS SICAV-SIF – Auda Secondary Fund V7/31/2020Indefinite
Frontline Healthcare Partners, L.P.First Sale Yet to OccurIndefinite
AGSC Fund I, L.P.10/2/2020$150,000,000
AGSC Fund I-A, L.P.10/2/2020$150,000,000
Source: SEC Filings