| Private Equity Regulation D Filings (New Notices) October 16 to October 22, 2020 | | |
| Name of Issuer | Date of First Sale | Total Offering Amount |
| LIONROCK CAPITAL PARTNERS QILE L.P. | First Sale Yet to Occur | Indefinite |
| GEF Compost Partners, LLC | 5/19/2017 | Indefinite |
| Focus Inde Asia Growth Fund Ltd. | 7/17/2020 | $150,000,000 |
| Diversified Infrastructure Trust | 11/4/2016 | Indefinite |
| EquityZen Growth Technology Fund LLC - Series 659 | 10/13/2020 | $218,741 |
| EquityZen Growth Technology Fund LLC - Series 632 | 10/16/2020 | $902,594 |
| EquityZen Growth Technology Fund LLC - Series 652 | 10/19/2020 | $441,540 |
| Indus Way Emerging Market Fund Series Alpha Returns | First Sale Yet to Occur | $156,601,250 |
| EquityZen Growth Technology Fund LLC - Series 630 | 10/1/2020 | $360,175 |
| BC Partners May Co-Investment LP | First Sale Yet to Occur | Indefinite |
| BC Partners Park May Co-Investment LP | First Sale Yet to Occur | Indefinite |
| CIM UII Onshore, L.P. | 6/9/2016 | Indefinite |
| GPIF Hotel at Avalon Series (a series of GPIF II Investors, LP) | 9/15/2020 | $2,594,800 |
| RCP SOF III Overage Fund, LP | 9/3/2020 | $150,000,000 |
| WPEF VIII Feeder LP | First Sale Yet to Occur | Indefinite |
| ACP LulaFit II, LLC | 10/16/2020 | Indefinite |
| Gramercy Venezuela Special Situations Fund, L.P. | 10/22/2018 | Indefinite |
| CAI CO-INVEST FUND LP | First Sale Yet to Occur | Indefinite |
| SDC Allo Co-Invest, L.P. | 10/6/2020 | Indefinite |
| Method Advisors 2009 Continuation Fund, L.P. | 9/30/2020 | Indefinite |
| Tilia Fund II, L.P. | 7/31/2020 | Indefinite |
| Method Advisors 2012 Continuation Fund, L.P. | 9/30/2020 | Indefinite |
| New Song Healthcare LP | First Sale Yet to Occur | $300,000,000 |
| Loci Capital Opportunistic Fund, LP | First Sale Yet to Occur | $75,000,000 |
| Rise Fund II, L.P. | 2/28/2019 | Indefinite |
| RRIF VII, LP | 3/6/2020 | Indefinite |
| Vessel Capital Partners Automation Anywhere, LLC Series C | First Sale Yet to Occur | $1,683,000 |
| Whitefield Capital, LLC | 9/18/2020 | $3,882,000 |
| Crest Rock Fund I-Executive LP | First Sale Yet to Occur | Indefinite |
| Wingspan Digital Infrastructure Fund LP - Series N | First Sale Yet to Occur | Indefinite |
| Method Advisors 2009 Continuation Fund, L.P. | 9/30/2020 | Indefinite |
| SalCap LLC | 10/13/2020 | $15,000,000 |
| WCP Real Estate Fund V, L.P. | 10/15/2020 | Indefinite |
| Method Advisors 2012 Continuation Fund, L.P. | 9/30/2020 | Indefinite |
| Barnaby Co-Invest L.P. | 10/15/2020 | Indefinite |
| CLERISY GLOBAL FUND I, LP | 10/5/2020 | $67,335,000 |
| Loci Capital Opportunistic Fund, LP | First Sale Yet to Occur | $75,000,000 |
| Proterra Asia Food Fund 3 LP | 10/5/2020 | Indefinite |
| CD&R Mercury Co-Investor B, L.P. | First Sale Yet to Occur | Indefinite |
| Pleiad-Minerva Japan Growth Opportunities LP | 9/30/2020 | Indefinite |
| Statera Capital Fund (QP), L.P. | 10/15/2020 | Indefinite |
| PAMLICO CAPITAL V EXECUTIVE FUND, L.P. | 10/15/2020 | $20,425,000 |
| Statera Capital Fund, L.P. | 3/19/2020 | Indefinite |
| Farol Fund II, LP | 10/10/2018 | $225,000,000 |
| Partners Group Private Equity II, LLC | 1/1/2019 | Indefinite |
| LEGS Investments, LLC (Series Oxigen) | 10/9/2020 | Indefinite |
| LCP Fund II Cooperatief U.A. | 9/30/2020 | Indefinite |
| Bardin Hill Opportunistic Credit Fund Offshore LP | 10/19/2020 | Indefinite |
| Freedom Partners No. 1, LLC | 10/19/2020 | Indefinite |
| Vodell Capital Fund I, L.P. | First Sale Yet to Occur | Indefinite |
| GoldenTree Loan Management II (US Feeder), LP | 10/18/2019 | Indefinite |
| MRP Value Fund I, LP | 1/1/2019 | Indefinite |
| GoldenTree Loan Management II (Offshore Feeder), LP | 10/18/2019 | Indefinite |
| Glazer Special Opportunity Offshore Fund i, LP | First Sale Yet to Occur | $50,000,000 |
| Stonepeak Infrastructure Fund IV - R (Side Car) LP | First Sale Yet to Occur | Indefinite |
| Glazer Special Opportunity Fund i, LP | First Sale Yet to Occur | $50,000,000 |
| TVG-Hero Holdings II, LP | 10/2/2020 | $38,084,860 |
| TVG-Hero Holdings, LP | 10/2/2020 | $128,165,139 |
| Thoma Bravo Executive Fund XIV-a-P, L.P. | First Sale Yet to Occur | Indefinite |
| Altus Capital Partners III, L.P. | 10/12/2018 | $93,207,500 |
| THOMA BRAVO DISCOVER EXECUTIVE FUND III-P, L.P. | First Sale Yet to Occur | Indefinite |
| THOMA BRAVO EXECUTIVE FUND XIV, L.P. | First Sale Yet to Occur | Indefinite |
| Thoma Bravo Executive Fund XIV-a, L.P. | First Sale Yet to Occur | Indefinite |
| THOMA BRAVO EXECUTIVE FUND XIV-P, L.P. | First Sale Yet to Occur | Indefinite |
| Israel Infrastructure Fund IV, Limited Partnership | 4/13/2020 | Indefinite |
| THOMA BRAVO DISCOVER EXECUTIVE FUND III, L.P. | First Sale Yet to Occur | Indefinite |
| Ascend Capital Partners Fund I, L.P. | First Sale Yet to Occur | $300,000,000 |
| Ascend Capital Partners Fund I-A, L.P. | First Sale Yet to Occur | $300,000,000 |
| Blackstone Flora Partners (CYM) L.P. | First Sale Yet to Occur | Indefinite |
| Ascend Capital Partners Co-invest, L.P. | First Sale Yet to Occur | $300,000,000 |
| Ascend Capital Partners Co-invest (Blocker), L.P. | First Sale Yet to Occur | $300,000,000 |
| PEG Global Private Equity IX Offshore Special L.P. | 12/20/2019 | Indefinite |
| CMWA Private Equity 2020 LLC | 7/31/2020 | $50,000,000 |
| PEG Global Private Equity IX L.P. | 12/20/2019 | Indefinite |
| Aegis Special Situations Fund, LLC - Series Education II | First Sale Yet to Occur | $12,000,000 |
| Aegis Special Situations Fund LLC - Series Medtech II | First Sale Yet to Occur | $12,000,000 |
| Volunteer Park Capital Fund SCSp | First Sale Yet to Occur | $200,000,000 |
| EPQ LLC, Plus II PS | First Sale Yet to Occur | Indefinite |
| Flexis Beverage Holdings QP, L.P. | First Sale Yet to Occur | Indefinite |
| PineBridge Private Credit II Parallel, L.P. | First Sale Yet to Occur | Indefinite |
| Morgan Creek Blockchain Opportunities Fund II, LP | 10/16/2019 | Indefinite |
| PineBridge Private Credit II Parallel RFF, L.P. | First Sale Yet to Occur | Indefinite |
| PineBridge Private Credit II RFF, L.P. | First Sale Yet to Occur | Indefinite |
| PineBridge Private Credit II, L.P. | First Sale Yet to Occur | Indefinite |
| Brightstar Capital Partners Fund II, L.P. | 10/18/2019 | Indefinite |
| Brightstar Capital Partners Fund II-A, L.P. | 10/18/2019 | Indefinite |
| Brightstar Capital Partners Fund II Feeder, L.P. | 10/17/2019 | Indefinite |
| Blackstone Freeze Parent L.P. | 9/30/2020 | Indefinite |
| Wildcat Opportunistic Plastiq Fund, LP | 9/25/2020 | Indefinite |
| HQ Capital II SCS SICAV-SIF - Auda Secondary Fund V | 7/31/2020 | Indefinite |
| Frontline Healthcare Partners, L.P. | First Sale Yet to Occur | Indefinite |
| AGSC Fund I, L.P. | 10/2/2020 | $150,000,000 |
| AGSC Fund I-A, L.P. | 10/2/2020 | $150,000,000 |
| Source: SEC Filings | | |
