Private Equity Regulation D Filings (New Notices) October 16 to October 22, 2020
Name of Issuer Date of First Sale Total Offering Amount
LIONROCK CAPITAL PARTNERS QILE L.P. First Sale Yet to Occur Indefinite
GEF Compost Partners, LLC 5/19/2017 Indefinite
Focus Inde Asia Growth Fund Ltd. 7/17/2020 $150,000,000
Diversified Infrastructure Trust 11/4/2016 Indefinite
EquityZen Growth Technology Fund LLC – Series 659 10/13/2020 $218,741
EquityZen Growth Technology Fund LLC – Series 632 10/16/2020 $902,594
EquityZen Growth Technology Fund LLC – Series 652 10/19/2020 $441,540
Indus Way Emerging Market Fund Series Alpha Returns First Sale Yet to Occur $156,601,250
EquityZen Growth Technology Fund LLC – Series 630 10/1/2020 $360,175
BC Partners May Co-Investment LP First Sale Yet to Occur Indefinite
BC Partners Park May Co-Investment LP First Sale Yet to Occur Indefinite
CIM UII Onshore, L.P. 6/9/2016 Indefinite
GPIF Hotel at Avalon Series (a series of GPIF II Investors, LP) 9/15/2020 $2,594,800
RCP SOF III Overage Fund, LP 9/3/2020 $150,000,000
WPEF VIII Feeder LP First Sale Yet to Occur Indefinite
ACP LulaFit II, LLC 10/16/2020 Indefinite
Gramercy Venezuela Special Situations Fund, L.P. 10/22/2018 Indefinite
CAI CO-INVEST FUND LP First Sale Yet to Occur Indefinite
SDC Allo Co-Invest, L.P. 10/6/2020 Indefinite
Method Advisors 2009 Continuation Fund, L.P. 9/30/2020 Indefinite
Tilia Fund II, L.P. 7/31/2020 Indefinite
Method Advisors 2012 Continuation Fund, L.P. 9/30/2020 Indefinite
New Song Healthcare LP First Sale Yet to Occur $300,000,000
Loci Capital Opportunistic Fund, LP First Sale Yet to Occur $75,000,000
Rise Fund II, L.P. 2/28/2019 Indefinite
RRIF VII, LP 3/6/2020 Indefinite
Vessel Capital Partners Automation Anywhere, LLC Series C First Sale Yet to Occur $1,683,000
Whitefield Capital, LLC 9/18/2020 $3,882,000
Crest Rock Fund I-Executive LP First Sale Yet to Occur Indefinite
Wingspan Digital Infrastructure Fund LP – Series N First Sale Yet to Occur Indefinite
Method Advisors 2009 Continuation Fund, L.P. 9/30/2020 Indefinite
SalCap LLC 10/13/2020 $15,000,000
WCP Real Estate Fund V, L.P. 10/15/2020 Indefinite
Method Advisors 2012 Continuation Fund, L.P. 9/30/2020 Indefinite
Barnaby Co-Invest L.P. 10/15/2020 Indefinite
CLERISY GLOBAL FUND I, LP 10/5/2020 $67,335,000
Loci Capital Opportunistic Fund, LP First Sale Yet to Occur $75,000,000
Proterra Asia Food Fund 3 LP 10/5/2020 Indefinite
CD&R Mercury Co-Investor B, L.P. First Sale Yet to Occur Indefinite
Pleiad-Minerva Japan Growth Opportunities LP 9/30/2020 Indefinite
Statera Capital Fund (QP), L.P. 10/15/2020 Indefinite
PAMLICO CAPITAL V EXECUTIVE FUND, L.P. 10/15/2020 $20,425,000
Statera Capital Fund, L.P. 3/19/2020 Indefinite
Farol Fund II, LP 10/10/2018 $225,000,000
Partners Group Private Equity II, LLC 1/1/2019 Indefinite
LEGS Investments, LLC (Series Oxigen) 10/9/2020 Indefinite
LCP Fund II Cooperatief U.A. 9/30/2020 Indefinite
Bardin Hill Opportunistic Credit Fund Offshore LP 10/19/2020 Indefinite
Freedom Partners No. 1, LLC 10/19/2020 Indefinite
Vodell Capital Fund I, L.P. First Sale Yet to Occur Indefinite
GoldenTree Loan Management II (US Feeder), LP 10/18/2019 Indefinite
MRP Value Fund I, LP 1/1/2019 Indefinite
GoldenTree Loan Management II (Offshore Feeder), LP 10/18/2019 Indefinite
Glazer Special Opportunity Offshore Fund i, LP First Sale Yet to Occur $50,000,000
Stonepeak Infrastructure Fund IV – R (Side Car) LP First Sale Yet to Occur Indefinite
Glazer Special Opportunity Fund i, LP First Sale Yet to Occur $50,000,000
TVG-Hero Holdings II, LP 10/2/2020 $38,084,860
TVG-Hero Holdings, LP 10/2/2020 $128,165,139
Thoma Bravo Executive Fund XIV-a-P, L.P. First Sale Yet to Occur Indefinite
Altus Capital Partners III, L.P. 10/12/2018 $93,207,500
THOMA BRAVO DISCOVER EXECUTIVE FUND III-P, L.P. First Sale Yet to Occur Indefinite
THOMA BRAVO EXECUTIVE FUND XIV, L.P. First Sale Yet to Occur Indefinite
Thoma Bravo Executive Fund XIV-a, L.P. First Sale Yet to Occur Indefinite
THOMA BRAVO EXECUTIVE FUND XIV-P, L.P. First Sale Yet to Occur Indefinite
Israel Infrastructure Fund IV, Limited Partnership 4/13/2020 Indefinite
THOMA BRAVO DISCOVER EXECUTIVE FUND III, L.P. First Sale Yet to Occur Indefinite
Ascend Capital Partners Fund I, L.P. First Sale Yet to Occur $300,000,000
Ascend Capital Partners Fund I-A, L.P. First Sale Yet to Occur $300,000,000
Blackstone Flora Partners (CYM) L.P. First Sale Yet to Occur Indefinite
Ascend Capital Partners Co-invest, L.P. First Sale Yet to Occur $300,000,000
Ascend Capital Partners Co-invest (Blocker), L.P. First Sale Yet to Occur $300,000,000
PEG Global Private Equity IX Offshore Special L.P. 12/20/2019 Indefinite
CMWA Private Equity 2020 LLC 7/31/2020 $50,000,000
PEG Global Private Equity IX L.P. 12/20/2019 Indefinite
Aegis Special Situations Fund, LLC – Series Education II First Sale Yet to Occur $12,000,000
Aegis Special Situations Fund LLC – Series Medtech II First Sale Yet to Occur $12,000,000
Volunteer Park Capital Fund SCSp First Sale Yet to Occur $200,000,000
EPQ LLC, Plus II PS First Sale Yet to Occur Indefinite
Flexis Beverage Holdings QP, L.P. First Sale Yet to Occur Indefinite
PineBridge Private Credit II Parallel, L.P. First Sale Yet to Occur Indefinite
Morgan Creek Blockchain Opportunities Fund II, LP 10/16/2019 Indefinite
PineBridge Private Credit II Parallel RFF, L.P. First Sale Yet to Occur Indefinite
PineBridge Private Credit II RFF, L.P. First Sale Yet to Occur Indefinite
PineBridge Private Credit II, L.P. First Sale Yet to Occur Indefinite
Brightstar Capital Partners Fund II, L.P. 10/18/2019 Indefinite
Brightstar Capital Partners Fund II-A, L.P. 10/18/2019 Indefinite
Brightstar Capital Partners Fund II Feeder, L.P. 10/17/2019 Indefinite
Blackstone Freeze Parent L.P. 9/30/2020 Indefinite
Wildcat Opportunistic Plastiq Fund, LP 9/25/2020 Indefinite
HQ Capital II SCS SICAV-SIF – Auda Secondary Fund V 7/31/2020 Indefinite
Frontline Healthcare Partners, L.P. First Sale Yet to Occur Indefinite
AGSC Fund I, L.P. 10/2/2020 $150,000,000
AGSC Fund I-A, L.P. 10/2/2020 $150,000,000
Source: SEC Filings