| Private Equity Regulation D Filings (New Notices) November 01 to 07, 2019 | | |
| Name of Issuer | Date of First Sale | Total Offering Amount |
| SKK 9i Ventures, LLC | First Sale Yet to Occur | Indefinite |
| SKK 9i Ventures QP, LLC | 10/25/2019 | Indefinite |
| OHA Artesian Customized Credit Fund I, L.P. | First Sale Yet to Occur | Indefinite |
| Newbury Equity Partners V L.P. | First Sale Yet to Occur | $1,750,000,000 |
| VIVA Fund I, L.P. | 10/31/2019 | Indefinite |
| Newbury Equity Partners V (Cayman) L.P. | First Sale Yet to Occur | $1,750,000,000 |
| OLG Barbara Sturm Co-Invest, SCSp | First Sale Yet to Occur | Indefinite |
| ACON Equity Partners III, L.P. | First Sale Yet to Occur | Indefinite |
| SRE Care PropCo Upsize - Investco, L.P. | First Sale Yet to Occur | Indefinite |
| ICQ Opportunities Fund PD, L.P. | 10/31/2019 | Indefinite |
| Hunter Street Master Fund I, LP | 10/1/2019 | Indefinite |
| LCOZ FUND I, LLC | 8/13/2019 | $20,000,000 |
| TCR Denver Multifamily B, LP | 11/6/2019 | $132,569,000 |
| Neuberger Berman Employee Trinity Fund LP | First Sale Yet to Occur | $30,000,000 |
| ACON POP MERGER SUB, L.P. | First Sale Yet to Occur | Indefinite |
| KKR European Access Fund V L.P. | 10/24/2019 | $63,600,000 |
| Cerberus KBS Partners, L.P. | First Sale Yet to Occur | Indefinite |
| OceanSound Partners Fund, LP | First Sale Yet to Occur | Indefinite |
| MCP Wellness II LP | First Sale Yet to Occur | $9,000,000 |
| Advantage Capital Solar Partners III, LLC | 10/22/2019 | Indefinite |
| Vessco Holdings, LLC | 10/31/2019 | $9,340,000 |
| Automatic Acquisition, LLC | 10/31/2019 | $1,000 |
| MVP ES FUND LXVII, LLC | 11/4/2019 | $2,000,000 |
| MVP ES FUND LXVIII, LLC | First Sale Yet to Occur | $2,000,000 |
| Derby RR OZ LP | 6/28/2019 | Indefinite |
| Kress OZ LP | 6/28/2019 | Indefinite |
| EquityZen Growth Technology Fund LLC - Series 414 | 11/4/2019 | $767,125 |
| EquityZen Growth Technology Fund LLC - Series 457 | 11/1/2019 | $489,049 |
| EquityZen Growth Technology Fund LLC - Series 449 | 10/31/2019 | $626,306 |
| EquityZen Growth Technology Fund LLC - Series 476 | 11/1/2019 | $381,602 |
| EquityZen Growth Technology Fund LLC - Series 421 | 10/30/2019 | $202,449 |
| EquityZen Growth Technology Fund LLC - Series 492 | 10/30/2019 | $367,472 |
| EquityZen Growth Technology Fund LLC - Series 455 | 10/30/2019 | $1,137,500 |
| Butterfly Fighter Co-Invest-A, L.P. | First Sale Yet to Occur | Indefinite |
| Butterfly Fighter Co-Invest, L.P. | First Sale Yet to Occur | Indefinite |
| Butterfly Fighter (GBV) Co-Invest, L.P. | First Sale Yet to Occur | Indefinite |
| Timberline Energy Partners LP | First Sale Yet to Occur | Indefinite |
| Sweetwater II C LLC | 4/19/2019 | $20,000,030 |
| OZI Co LLC | First Sale Yet to Occur | $4,000,000 |
| Northrim Horizon, L.P. | 10/31/2019 | $50,000,000 |
| Pennybacker EIV, LP | 10/25/2019 | $275,000,000 |
| Engaged Capital Co-Invest X, L.P. | 10/21/2019 | $26,200,964 |
| Engaged Capital Co-Invest X-A, L.P. | 10/28/2019 | $80,000,000 |
| Regent Street Healthcare Fund R 2019-3, LLC | 10/25/2019 | Indefinite |
| Banner Ridge Secondary Fund III (TE), LP | 10/28/2019 | Indefinite |
| MCM Eyevance LLC - Series A | 10/22/2019 | $3,650,000 |
| Actis Asia Real Estate 2 A LP | First Sale Yet to Occur | Indefinite |
| Actis Asia Real Estate 2 LP | First Sale Yet to Occur | Indefinite |
| Denab Capital, LLC | 10/24/2019 | $600,000,000 |
| SkyKnight Aero Holdings, LLC | 10/18/2019 | $70,000,000 |
| Glean Tech II LLC - Series B-GB | 10/28/2019 | $7,579,119 |
| Glean Tech II LLC - Series A-CL | 10/30/2019 | $4,086,885 |
| Glade Brook Strategic Growth II LP | First Sale Yet to Occur | Indefinite |
| GEM Private Equity Fund II, LP | 10/24/2019 | Indefinite |
| Markwood Co-Investment Fund 1, L.P. | 10/24/2019 | $100,000,000 |
| PECP V Co-Investment, L.P. | First Sale Yet to Occur | Indefinite |
| 33 Tax Advantaged Opportunity Zone Fund LLC | First Sale Yet to Occur | Indefinite |
| 33H Diversified Fund V LLC | First Sale Yet to Occur | Indefinite |
| Halle Capital Partners I LP | First Sale Yet to Occur | Indefinite |
| Stronghold Targeted Operator Minerals Partners II, LP | First Sale Yet to Occur | Indefinite |
| Architect Equity Holdings LLC | 10/21/2019 | $50,000,000 |
| MVP ES FUND LXVI, LLC | 10/31/2019 | $2,000,000 |
| Greenspring Secondaries Fund IV-K, L.P. | First Sale Yet to Occur | $600,000,000 |
| LAKE WHILLANS FUND I LP | 3/31/2017 | Indefinite |
| Satori Co-Investment Partners, LP | First Sale Yet to Occur | Indefinite |
| CRSEF Coinvestment S.C.Sp. | First Sale Yet to Occur | Indefinite |
| Carlyle Renewable & Sustainable Energy Fund, S.C.Sp | First Sale Yet to Occur | Indefinite |
| Carlyle Renewable & Sustainable Energy Fund - EU, S.C.Sp | First Sale Yet to Occur | Indefinite |
| CRSEF Feeder, S.C.Sp | First Sale Yet to Occur | Indefinite |
| Arroyo Huinala Direct Investment I, L.P. | First Sale Yet to Occur | Indefinite |
| Source: SEC Filings | | |
