Lawrence Sandor is the Deputy General Counsel of the Municipal Securities Rulemaking Board.� He joined the MSRB in December 2008 and has held several positions including Associate General Counsel and Senior Associate General Counsel. As Deputy General Counsel, Mr. Sandor has responsibility for the MSRB�s support of regulators that examine regulated entities for compliance with MSRB rules and enforce those rules, corporate governance, professional qualifications and internal legal matters.Mr. Sandor has extensive experience in broker-dealer issues, policies and procedures, and compliance practices.� He previously served as Chief Compliance Officer of Wachovia Securities and Wachovia Securities Financial Network, and as General Counsel of a regional broker-dealer. He represented large and small financial institutions as Counsel at the law firm of Dickstein, Shapiro, Morin & Oshinsky LLP, and as an Associate Attorney at McGuire Woods LLP in Washington, D.C.�Mr. Sandor has published material in a variety of publications regarding the securities industry and has spoken at numerous industry conferences and seminars, including securities conferences sponsored by the Securities Industry and Financial Markets Association, Bond Dealers of America, New York Stock Exchange, American Bar Association, American Bankers Association, National Association of Compliance Professionals, and National Regulatory Service.�He graduated from Boston University School of Management, cum laude, in 1983 and Emory University School of Law in 1986.
Like what you see? Make sure you're getting it all
Independent and authoritative analysis and perspective for every segment of mergers and aquisitions.